Course curriculum

  • 1

    What to expect . . .

    • 3S | Swift | Streamlined | Sophisticated
  • 2

    Content - Anti-Money Laundering

    • AML | Intro

    • You | Your Company

    • Today | Tomorrow

    • Alphabet Soup | Authority | Advisors | Agencies

    • Essential Elements

    • Important Insights #1

    • Tools | Timing | Testing

    • Compliance | Controls

    • 5th Pillar | CIP | CDD | KYC

    • Important Insights #2

    • Money | Me

    • Important Insights #3
  • 3

    Current Regulatory Requirements

    • NFA | FINRA Compliance

    • Continuing Education