Course curriculum

  • 1

    What to expect . . .

    • Course Functionality
  • 2

    Ethics | Course Content

    • What Are Ethics?

    • HIstory Of Ethics

    • Structure of Industry

    • Licensing and Testing Obligations

    • Training and Ongoing Education Obligations

    • Fashionably Equitable

    • Know Your Customer

    • Properly Assessing Customer Circumstances

    • Supervision and Oversight

    • Electronic Communications

    • Potential Change to Accounting Obligations

    • NFA Bylaw 1101

    • Conflicts of Interest and Difficult Decisions

    • Rules, Regulations, and References
  • 3

    Quiz | Certificate of Completion

    • Quiz - Ethics

    • Authentication | Ethics

    • Course Completion