Course curriculum

  • 1

    What to expect . . .

    • Course Functionality
  • 2

    Content | Market Regulations

    • Terms and Definitions

    • Traditional Order Tickets

    • Order Tickets For Negotiated Transactions

    • Traditional Order Handling and Record Keeping Regulations

    • Commodity Exchange Rules and Prohibitions

    • Block Trades

    • Reporting Obligations and Available Exemptions

    • Disruptive Trading Prohibitions

    • Case Study - BBL Commodities

    • Negotiated Transaction Order Handling and Record Keeping Regulations

    • Manipulative and Deceptive Trade Encyclopedia

    • Quiz | Market Reg

    • Authentication | Market Regulation

    • Rules, Regulations, and References

    • Course Completion