Market Regulation | 5.0
Market Regulation
Course Functionality
Terms and Definitions
Order Handling and Record Keeping Regulations
Order Ticket Obligations
Negotiated Transactions
Order Handling For Negotiated Transactions
Commodity Exchange Rules and Prohibitions
Block Trades
Updates to CME Group Rule 526
Exchange Order Investigations
Forms, Reporting Obligations and Available Exemptions
Disruptive Trading Prohibitions
Case Study - Disruptive and Manipulative Pricing
Manipulative and Deceptive Trade Encyclopedia
Quiz
Rules, Regulations, and References