Course curriculum

  • 1

    Course Introduction

    • Course Functionality

    • Terms and Definitions
  • 2

    Content - Market Regulations

    • Order Handling and Record Keeping Regulations

    • Order Ticket Obligations

    • Negotiated Transactions

    • Order Handling For Negotiated Transactions

    • Commodity Exchange Rules and Prohibitions

    • Block Trades

    • Updates to CME Group Rule 526

    • Exchange Order Investigations

    • Forms, Reporting Obligations and Available Exemptions

    • Disruptive Trading Prohibitions

    • Case Study - Disruptive and Manipulative Pricing

  • 3

    Course Completion

    • Manipulative and Deceptive Trade Encyclopedia

    • Quiz

    • Rules, Regulations, and References