Course curriculum

  • 1

    Course Introduction

    • Course Functionality

    • Terms and Definitions
  • 2

    Content - Market Regulations

    • Exchange Rules and Prohibitions

    • Order Handling and Record Keeping

    • Order Ticket Obligations

    • Negotiated Transactions

    • Order Handling For Negotiated Transactions

    • Exchange Order Investigations

    • Block Futures

    • CME Group Rule 526

    • Forms, Reporting Obligations, Exemptions

    • Disruptive Trading Prohibitions
  • 3

    Course Completion

    • Manipulative Trading Encyclopedia

    • Rules, Regulations, and References

    • Quiz